The SEC’s Swaps and Beneficial Ownership Rule Proposals

TUESDAY, JUNE 14, 2022 | 11:00 AM Pacific Time | VIRTUAL PROGRAM

 

AGENDA

11:00 am PDT
Welcome Remarks from Frank Partnoy and Adam Sterling
 
11:10 am PDT
The 13D Window
 
Robert Bishop (moderator), New York University
Jeff Gordon, Columbia University
Jennifer Han, Managed Funds Association
Wei Jiang, Emory University
Charlie Penner, former Engine No. 1
 
11:45 am PDT
Swaps and Cash-Settled Derivatives
 
Frank Partnoy (moderator), University of California, Berkeley
Michael Dayan, Cleary
Gina-Gail Fletcher, Duke University
Bobert Reeder, Sullivan & Cromwell
Leo Strine, Wachtell
 
12:45 pm PDT
The “Group” Definition
 
Robert Jackson (moderator), New York University
Stephen Fraidin, Cadwalader
Zohar Goshen, Columbia University
Sarah Haan, Washington & Lee
David Katz, Wachtell
 
1:45 pm PDT
Reflection on the Conference
 
Frank Partnoy (moderator), University of California, Berkeley
Robert Eccles, Said Business School, University of Oxford
Elisabeth de Fontenay, Duke University
Dorothy Lund, USC Gould School of Law
 
 
This program does not offer MCLE credit.